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Ontario Regulation 188/08 • Standards of Practice

Regulatory Disclosures & Statutory Compliance

Global Mortgage Group (GMG Broker Inc.) is licensed with the Financial Services Regulatory Authority of Ontario (FSRA). We provide full statutory transparency regarding our agency roles, remuneration, lender relationships, suitability, and material mortgage risks.

FSRA Brokerage Licence #13782 Mortgage Broker #M19002398 FSRA Compliant (Ontario)
Disclosure 01

1. Brokerage Licensing & Corporate Identity

GMG Broker Inc. (operating as Global Mortgage Group) is a corporation registered in the Province of Ontario and licensed as a mortgage brokerage under the Mortgage Brokerages, Lenders and Administrators Act, 2006 (MBLAA).

FSRA Brokerage Licence #13782 Authorized to transact and broker mortgages across Ontario.
Registered Office 3719 Walkers Road, Unit 106 Windsor, ON N8W 3S9 • Tel: (519) 979-1818

All individuals originating, negotiating, or advising on mortgage transactions under GMG Broker Inc. are actively licensed as Mortgage Agents (Level 1 or Level 2) or Mortgage Brokers with FSRA.

Disclosure 02 • Section 43 & 44 MBLAA

2. Nature of Relationship & Representation Roles

Under Ontario mortgage regulation, Global Mortgage Group is required to disclose in writing whom we represent in each transaction. In any transaction, our role will be explicitly documented under one of the following legal relationships:

A. Representing You (The Borrower)

In the majority of standard residential financing files, we act as the Borrower’s Broker. In this capacity, we owe you a duty of loyalty, full disclosure of all material facts, reasonable diligence in sourcing competitive options, and protection of your confidential financial information.

B. Representing the Lender

In certain private placement, institutional correspondent, or specialized commercial files, GMG may act on behalf of the lender. In such circumstances, our primary fiduciary duty is to the lender. We provide you with honest and fair customer service while disclosing this agency status in writing before any commitment is executed.

C. Acting as an Intermediary (Transaction Facilitator)

GMG may act as an intermediary bringing borrower and lender together without an exclusive agency relationship. Both parties are provided with full disclosure and equal transparency regarding product terms and remuneration.

Disclosure 03 • Compensation Transparency

3. Remuneration, Brokerage Commissions & Fees

Global Mortgage Group operates with full financial transparency. Our remuneration models depend on the type of lending institution and mortgage product:

Institutional / Prime Mortgages

For qualified residential mortgages placed with chartered Schedule I banks, monolines, credit unions, and trust companies, the lender pays GMG a finder’s commission directly upon funding. There is typically no broker fee charged directly to the borrower.

  • • Standard Finder’s Fees: 0.50% to 1.25% of loan balance
  • • Volume / Efficiency Bonuses: May apply based on annual volume

Alternative & Private Mortgages

For alternative (B-Lender), commercial, or private mortgage transactions where lenders do not pay a full origination commission, a brokerage fee may be payable by the borrower. All such fees are disclosed in writing prior to signing a commitment.

  • • Detailed on FSRA Form 1 / Written Fee Agreement
  • • Deducted from mortgage proceeds upon closing
Advance Fee Prohibition (MBLAA Section 36) In compliance with Ontario law, Global Mortgage Group does not require or accept any upfront brokerage fee for mortgages of $400,000 or less until a written mortgage commitment has been obtained, accepted in writing by the borrower, and the funds are made available.
Disclosure 04 • Consumer Protection

4. Assessment of Mortgage Product Suitability

Before recommending any mortgage product, our licensed agents conduct a formal Suitability Assessment based on your documented financial profile, income stability, credit score, risk tolerance, and long-term homeownership objectives.

Key Evaluation Factors Considered:

• Fixed vs. Variable Rate Stability
• Prepayment Privileges & Penalties
• Portability & Assumability Features
• Total Cost of Borrowing over Term

Every borrower is provided with a formal written summary explaining why the selected product is suitable for their specific financial profile.

Disclosure 05 • Risk Disclosures

5. Material Risks & Prepayment Calculations

Mortgage financing represents a long-term legal obligation. Global Mortgage Group ensures all borrowers are fully aware of potential financial risks prior to closing:

Prepayment Penalties & Early Break Fees

Breaking or refinancing a closed mortgage before the term expires may trigger substantial prepayment penalties. Variable rate mortgages generally incur a penalty of 3 months’ interest. Fixed rate mortgages are calculated based on the greater of 3 months’ interest or the Interest Rate Differential (IRD), which can be significant if posted interest rates decline.

Variable Rate Changes & Trigger Rate Mechanics

Variable rate mortgages fluctuate with the Bank of Canada overnight policy rate and lender prime rates. In adjustable payment mortgages, monthly payments increase with rate hikes. In static payment variable loans, rate hikes increase the portion allocated to interest until reaching a "trigger rate," which may require payment increases or lump-sum principal payments.

Short-Term Private Mortgage Exit Strategies

Private and bridge loans are short-term financing solutions (typically 12 to 24 months) designed with interest-only payments. Borrowers must establish a viable exit strategy (such as sale of property or refinancing into institutional lending) before term maturity to avoid renewal fees or foreclosure.

Disclosure 06 • Ethics & Objectivity

6. Conflicts of Interest & Private Lending Affiliations

Global Mortgage Group maintains an ethical duty to avoid conflicts of interest or declare them immediately in writing:

Lender Independence: GMG Broker Inc. is independently owned and is not an exclusive agent or subsidiary of any single financial institution.

Direct Affiliation Disclosure: If a mortgage agent, broker, or shareholder has a direct or indirect financial interest in a proposed lender (such as private mortgage funds or MICs), full written disclosure is provided on FSRA-mandated forms prior to file submission.

Volume Incentive Transparency: We prioritize product suitability, rate competitiveness, and terms over any volume-based lender compensation.

Disclosure 07 • Consumer Security

7. Errors & Omissions Insurance and Record Retention

In compliance with FSRA licensing conditions, GMG Broker Inc. maintains comprehensive Errors and Omissions (E&O) Insurance providing full coverage for professional liability and fraudulent acts as mandated by Ontario law.

Pursuant to Section 48 of the MBLAA regulations, all client application files, credit reports, ID verifications, suitability summaries, and statutory disclosure forms are securely encrypted and retained in our compliance archives for a mandatory period of not less than 6 years following transaction completion or rejection.

Section 08

8. Request Written Statutory Disclosure Documentation

Borrowers, lenders, and legal counsel may request a formalized copy of statutory disclosures or commission schedules for any active transaction:

Processed securely by the GMG Compliance Desk.